Mouth breathing is a common phenomenon in patients with obstructive sleep apnea (OSA) [1,2], which can be decreased with the treatment of OSA and/or the intervention of nasal obstructions [2]. During continuous positive airway pressure (CPAP) treatment, mouth breathing results in mouth dryness and disruptive noises from mask leak. Full face masks are frequently recommended alternatives for patients who have excessive mask leaks from mouth breathing. We present a case in which CPAP failed to alleviate OSA with a full face mask but succeeded with a nasal mask.
Case Report
A 65-year-old man was referred to the sleep clinic for the evaluation of heavy snoring and frequent witnessed sleep apnea. The patient had history of right middle cerebral infarction and hypertension. On neurological examination, he had a left hemiplegia and severe dysarthria. The body mass index was 23.4 kg/m2. An overnight polysomnogram demonstrated severe OSA with apnea-hypopnea index (AHI), 70.7/h. The lowest oxygen desaturation was 83%. Full night CPAP titration was performed with a nasal mask and a chin strap, and it revealed the optimal pressure of 7 cmH2O. The patient was recommended using a nasal mask for CPAP treatment, but switch to a full face mask from the vendor due to significant mouth breathing. He tried CPAP with a full face mask for 4 months. His wife witnessed frequent episodes of apnea followed by brief awakenings with vigorous body movements and gasping despite daily CPAP use. The device usage data showed uncontrolled OSA with high AHI (mean 65.7/h) and high leak value (Table 1).
Empirically increasing CPAP pressure up to 15 cmH2O did not eliminate OSA. He was recommended to use a nasal mask with a chin strap at 8 cmH2O after the repeated CPAP titration (Table 2). At the follow up visit, the CPAP usage data demonstrated that his OSA had been perfectly controlled (AHI 1.7/h) (Table 1). His wife also reported clinical improvement of his fragmented and restless sleep.
Discussion
Traditionally, a full face mask is recommended when 1) the patient exhibits the presence of unacceptable mouth leaks, preventing maintenance of adequate positive pressure or causing repeated arousals or throat discomfort due to dryness, 2) the patient is unable to breathe nasally due to nasal congestion [3].
For the patient in the current case, a full face mask failed to deliver adequate CPAP treatment, and it shows that the mask type can affect the treatment outcome significantly.
In terms of the effectiveness of CPAP delivered by different mask types, previous studies presented different results. Although the consequent CPAP titration night studies showed no difference of pressure between a full face mask and a nasal mask within patients [4], a more recent study demonstrated that a full face mask group needed higher pressure than either a nasal mask or a nasal pillow, especially for patients with high AHI [5].
Previous work investigating the upper airway-flow relationship in OSA demonstrated that a full face mask did not induce enough inspiratory flow to open airway [6]. They assumed that CPAP transmitted via face mask increased Pus (upstream pressure) and Pcrit (critical pressure) simultaneously and resulted in no change in the flow gradient (Pus-Pcrit) [6]. In addition, the endoscopic examination during CPAP titration anecdotally showed posterior tongue displacement by the pressure delivered through the mouth via a full face mask [7]. More recently, one case series described paradoxical worsening of upper airway obstruction by facial masks and showed the improvement with nasal masks, supporting our case [8].
In the current case, the 90th percentile leak level by CPAP was still high with a nasal mask although it was much lower than with a full face mask. Therefore, the treatment failure by a full face mask could be due not only to a high leak but also to the failure of creating enough pressure gradients to open the collapsed airway. Pharyngeal muscle weakness resulted from cerebral infarction could be another factor. Recently, there was a case report showing noninvasive ventilation with a full face mask which induced obstructive events in a patient with amyotrophic lateral sclerosis. This suggests that neuromuscular weakness could worsen or induce OSA in patients using CPAP with a full face mask [9].
This case suggests that a full face mask is not always a good alternative choice for severe mouth breathers and might lead to inadequate treatment of OSA or paradoxical worsening of OSA. Re-trying a nasal mask with an effort to keep the mouth closed using a chinstrap or chin-up tapes would be helpful for mouth breathers, especially in case of treatment failure by a full face mask.